Passion, experience, and diligence.

RIA compliance is broken.

Founders are stuck with two compliance options, both of which are not great. Either run your own compliance department without any experience, or ,outsource to attorneys with exorbitant fees who focus on protecting themselves more than the advisor. “No, no, no” is not a compliance solution and neither is simply hoping for the best. BackStop Compliance is the only firm founded by a former advisor and fintech professional. We understand your business — NOT only compliance.